Risk Management

Which Fintech Stock Has Better Potential: SoFi or Upstart Holdings?
Trends & Future Which Fintech Stock Has Better Potential: SoFi or Upstart Holdings?

The analysis and comparison of two prominent financial technology stocks, Upstart Holdings and SoFi Technologies, is highly pertinent given their recent trajectories. Both companies saw substantial popularity during the 2020-2021 period before facing significant downturns due to economic changes.

Are Asia Asset Managers Ready for Geopolitical Challenges in 2025?
Capital, Risk & Assets Are Asia Asset Managers Ready for Geopolitical Challenges in 2025?

The landscape for Asia-focused asset managers in 2025 is fraught with complexities and uncertainties. As the world navigates through evolving geopolitical dynamics, stringent regulatory expectations, and the aftermath of the COVID-19 pandemic, asset managers must remain vigilant and adaptable. This

Supporting Young Farmers: The Farm Credit System’s Vital Role
Capital, Risk & Assets Supporting Young Farmers: The Farm Credit System’s Vital Role

The Farm Credit System in America, established by Congress in 1916, is a cornerstone of agricultural finance, providing a stable and reliable source of credit for the agricultural community. In recent years, the system has shown a strong commitment to young and beginning farmers, with 65,900 new

SEC Fines Wells Fargo, Merrill Lynch, and LPL for Compliance Failures
Capital, Risk & Assets SEC Fines Wells Fargo, Merrill Lynch, and LPL for Compliance Failures

The Securities and Exchange Commission (SEC) recently imposed hefty fines on prominent financial institutions Wells Fargo, Merrill Lynch, and LPL Financial for a series of compliance failures. These penalties arose from inadequate implementation of written policies and anti-money laundering (AML)

CFP Certification's Impact on Financial Planning for Underserved Consumers
Capital, Risk & Assets CFP Certification's Impact on Financial Planning for Underserved Consumers

Financial planning is essential for consumers across all income levels, particularly those in the traditionally underserved subprime segment. As technology continues to break down barriers, financial planners have new opportunities to overcome affordability and outreach challenges within the

Why Did Bench Go Bankrupt Despite Millions in Investments?
Trends & Future Why Did Bench Go Bankrupt Despite Millions in Investments?

Bench, the accounting startup founded in 2012, which had managed to secure a remarkable $113 million in investments from prominent backers such as Shopify and Bain Capital Ventures, surprisingly declared bankruptcy despite holding $2.8 million in cash. The apparent inability to manage their

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