Compliance

The financial services industry is undergoing a profound transformation driven by advancements in financial technology (fintech) and artificial intelligence (AI). These innovations are reshaping how financial institutions operate and how customers interact with financial services. This article

The new Iowa Consumer Data Protection Act (IACDPA), signed into law by Iowa Governor Kim Reynolds on March 28, 2023, is poised to introduce significant changes to how businesses handle personal data come January 1, 2025. This legislation represents a strategic move to fortify consumer data privacy,

The wealth management industry is currently navigating a transformative period, grappling with systemic issues related to data management and technology integration, which are becoming major impediments to growth and operational efficiency within Australia's sector. According to a recent

Analyzing recent developments from two distinct yet significant arenas of finance and technology, we're presented with intriguing scenarios shaping the current industry narratives. The U.S. government's intensified inquiry into Citigroup’s anti-money laundering policies and links to s

In a move significant for the financial sector, the European Data Protection Board (EDPB) issued an opinion on October 7, 2024, aimed at guiding data controllers on their reliance on processors and subprocessors under the General Data Protection Regulation (GDPR). The guidance underscores two

The persistence of financial crime enforcement by U.S. banking regulators continues to be a significant aspect of the financial landscape. Regardless of political shifts, particularly during the Trump administration's period of deregulation, the commitment to combating financial crimes such as