Capital, Risk & Assets

Credit Suisse Fined $7.1M for Years of Surveillance Flaws
Capital, Risk & Assets Credit Suisse Fined $7.1M for Years of Surveillance Flaws

The intricate web of automated systems designed to safeguard financial markets is only as strong as its weakest link, a reality starkly illustrated by a recent regulatory action against one of Wall Street's major players. The Financial Industry Regulatory Authority (FINRA) has imposed a significant

Why Is Choreo Building Its C-Suite With Edelman Alums?
Capital, Risk & Assets Why Is Choreo Building Its C-Suite With Edelman Alums?

The composition of a company's C-suite often tells a more compelling story about its future direction than any mission statement, and for the Chicago-based Registered Investment Advisor (RIA) Choreo, the narrative is one of ambitious, targeted growth. The firm recently appointed veteran executive

Is Your SME Ready for Nigeria's 2026 Economy?
Capital, Risk & Assets Is Your SME Ready for Nigeria's 2026 Economy?

As the Nigerian economy navigates a pivotal upswing, its 39.6 million Micro, Small, and Medium-sized Enterprises (MSMEs) stand at a critical juncture, representing the very engine of national progress by contributing approximately 48% of the GDP and 84% of total employment. The current economic

Hg Acquires OneStream in $6.4B AI-Focused Deal
Capital, Risk & Assets Hg Acquires OneStream in $6.4B AI-Focused Deal

With a career defined by sharp analysis of market-moving deals, Priya Jaiswal stands as a recognized authority in the intersection of banking, finance, and technology. Her expertise in portfolio management and international business trends provides a crucial lens through which to view the tectonic

How Can Jefferies Lose $30M and Still Have a Strong Quarter?
Capital, Risk & Assets How Can Jefferies Lose $30M and Still Have a Strong Quarter?

The simultaneous announcement of a multimillion-dollar loss from a fraudulent investment and a near-record quarter for dealmaking revenue presents a striking paradox that speaks volumes about the modern financial industry's complex structure. For investment bank Jefferies, a staggering $30 million

Are New RIA Referral Programs Worth the High Cost?
Capital, Risk & Assets Are New RIA Referral Programs Worth the High Cost?

For registered investment advisors, the well-trodden path to organic growth through custodial client referrals has undergone a seismic shift, ending a decades-long duopoly held by Charles Schwab and Fidelity. This once predictable landscape is now being fundamentally reshaped by the strategic entry

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