Top
image: medium

SEC Actions Against Public Companies Surged in Second Half

December 14, 2018

Category:

The number of new U.S. Securities and Exchange Commission (SEC) enforcement actions against public companies and subsidiaries jumped substantially in the second half of fiscal year 2018.

According to a report by the NYU Pollack Center for Law & Business and Cornerstone Research, the SEC filed 55 new actions against public companies and subsidiaries in the second half of FY 2018, reversing a decline in filings that began in the second half FY 2017 and continued into the first half of FY 2018.

Read More on Insurance Journal