Top

Tag: U.S. Securities and Exchange Commission


Regulations

SEC Actions Against Public Companies Surged in Second Half

December 14, 2018

Via: Insurance Journal

The number of new U.S. Securities and Exchange Commission (SEC) enforcement actions against public companies and subsidiaries jumped substantially in the second half of fiscal year 2018. According to a report by the NYU Pollack Center for Law & Business […]


Regulations

Shares of cryptocurrency play Longfin drop 30% after disclosing SEC investigation

April 3, 2018

Via: CNBC

The U.S. Securities and Exchange Commission is investigating trading activity in shares of Longfin, a tiny stock that surged astronomically in December after the firm announced a cryptocurrency-related acquisition, the company disclosed late Monday. Longfin (Ticker: LFIN) shares plunged 30 […]