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Category: Regulations


Regulations

U.S. Bank Names Richard Chief Risk Officer

August 16, 2018

Via: ABF Journal

U.S. Bank named industry veteran Jodi Richard its new vice chairman and chief risk office. Richard will oversee the company’s Risk Management and Compliance efforts and will succeed P.W. Parker, who is retiring in the fall. Richard will also join […]


Regulations

These may be the 3 biggest hurdles to a bitcoin ETF

August 8, 2018

Via: Market Watch

On the heels of the Securities and Exchange Commission’s decision to deny the Winklevoss twins their application for a digital asset-related exchange-traded-fund, bitcoin pundits are wondering what’s thwarting the first ETF underpinned by bitcoin. Here are some of the main […]


Regulations

US regulator opens up national bank charters to fintech

August 1, 2018

Via: Banking Technology

“Over the past 150 years banks and the federal banking system have been the source of tremendous innovation that has improved banking services and made them more accessible to millions. The federal banking system must continue to evolve and embrace […]


Regulations

It might be time for Europe’s banking regulators to make boring great again

July 31, 2018

Via: CNBC

At the start of 2018, many analysts we spoke to on our show were positive about European cyclicals, especially financials after what was a bumper fourth quarter for the continent’s economic data. With a strong beta to underlying growth, as […]


Channels, Regulations

Huge money and reputation. Why does the market need institutional investors?

July 31, 2018

Via: Finextra

Large investment funds, banks and other traditional financial organizations are getting closer to the blockchain technology. Under a certain scenario, they may bring this sphere to a new level. An important stage in the development of the cryptocurrency market is […]


Regulations

SEC Charges Two With Illegal Sales of Blockchain Internet Stock

July 5, 2018

Via: ABF Journal

The Securities and Exchange Commission charged two men alleged to have profited from illegal sales of stock of a company claiming to have a blockchain-related business. According to the SEC’s complaint, attorney T.J. Jesky and his law firm’s business affairs […]


Regulations

Deutsche Bank CEO: We won’t get rid of our US unit despite failing Fed bank stress tests

June 29, 2018

Via: CNBC

Deutsche Bank CEO Christian Sewing told CNBC on Friday the German banking giant remains committed to its U.S. unit even after failing the second round of annual Federal Reserve stress tests. The Fed said on Thursday it saw “widespread and […]


Regulations

Fed Approves Rule to Prevent Risk Concentration Between Large Banks

June 18, 2018

Via: ABF Journal

The Federal Reserve Board approved a rule to prevent concentrations of risk between large banking organizations and their counterparties from undermining financial stability. As demonstrated during the financial crisis, excessive exposure between the largest financial institutions spread contagion and eroded […]


Regulations

Wells Fargo Names Three Senior Bankers to Leadership Team

June 13, 2018

Via: ABF Journal

Wells Fargo Business Banking added Doug Banzuly, Brett Beugen and Gary Dyshaw to the Midwest region’s leadership team. The three will report to Tim Billerbeck, head of Wells Fargo Business Banking for the Midwest region, and will be responsible for […]


Capital and risk, Operational, Regulations

Fed calls Deutsche Bank’s U.S. operations troubled

May 31, 2018

Via: Market Watch

The Federal Reserve has designated Deutsche Bank DB, -5.53% AG’s sprawling U.S. business in “troubled condition,” a rare censure for a major financial institution that contributed to constraints on its operations, according to people familiar with the matter. The Fed’s […]